| Depository Services
|
|
| Physical Scrip Deposit |
Free |
| Stock Deposit (through CCASS) |
Free |
| Physical Scrip Withdrawal |
HK$3.50 per board lot
Minimum: HK$50.00 per stock |
| Stock Withdrawal (through CCASS) |
HK$100.00 per stock |
Transfer Deed Stamp Duty
(For sales or deposit of physical scrip in your own name, and for HK securities only)
|
HK$5.00 per transfer deed
(Payable to the Government)
|
| Nominee Services
|
| Share Registration and Transfer Fee
|
HK$1.50 per board lot
|
| Distribution of Bonus Shares
|
Free
|
| Cash Dividend Collection
|
0.12% of cash amount of dividend
Minimum: HK$20.00
Maximum: HK$10,000.00
|
| Rights Subscriptions, Warrants Conversions or Open/Preferential Offers, Cash Offer
|
Corporate Action Fee:
HK$0.80 per board lot
(Maximum: HK$10,000.00 per stock)
Plus HK$50.00 per stock
|
| Stock Custody Fee
|
Free
|
| Handling Charge for Unclaimed Entitlements
|
HK$500.00 per claim and any out of pocket expenses
|
| Fund Withdrawal
|
| HKD cheque issuance |
Free |
| Same day value HKD local transfer (CHATS)
|
HK$50.00
|
| Same day value HKD overseas transfer (TT) |
HK$200.00 per item plus correspondent bank's charges if applicable
|
| Foreign Exchange |
| Foreign Exchange Services
|
Free |
| Other Miscellaneous Charges
|
| Late Payments for Trade
|
Prime rate + 10%
|
| Returned Cheque
|
HK$100 for HK dollar cheque
|
| Re-issue Monthly Statement
|
Within 3 months - Free
For past 3-12 months - HK$50.00/statement
For past 1-3 years - HK$100.00/statement
For past 3-6 years - HK$500.00/statement
|
| Other Services
|
| IPO Application |
HK$100.00 for each application |
| Yellow Application Form of IPO |
HK$100.00 for each application
|
| Receipt of Corporate Communication
|
Free
|
| Audit Confirmation
(to client's auditor/accountant)
|
Free
|
| Asset Confirmation or Other ad-hoc service
request
|
HK$500 plus out-of-pocket expenses
|